Susan E. Bryant

Susan E. Bryant

Of Counsel

Susan E. Bryant provides advice to firms in the financial services businesses on securities, regulatory, compliance, transactional, corporate and related matters, based on over 40 years of experience as an attorney in private practice, in-house counsel to large financial services complexes; and as a regulator. She regularly advises clients on complex securities issues, regulatory issues and general business matters. Her clients include entities regulated by securities laws: small niche broker-dealers and investment advisers, firms providing both brokerage and advisory services and issuers of private offerings.

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